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China – Joint Venture Checklist

China’s size, diversity and rapid change, not to mention its culture and the broad influence of government on business, all contribute to making it a difficult operating environment. Nowhere is this more clearly demonstrated than in the process for establishing a joint venture or a wholly foreign-owned enterprise (the two procedures are similar except in the case of the latter there are no partner negotiations).

The procedure for establishing either enterprise in China is time-consuming and complicated. The most effective means of reducing the period of time required is to have clear objectives which are communicated to the Chinese and to have undertaken the most thorough and rigorous preparation. These will allow you to pre-empt some of the key issues which may arise during the process.

The brief check list below outlines some of the considerations which need to be taken into account. It is part of a comprehensive set of checklists, which, together with workshops, case studies and model documentation, are used by Business Development International in our "Joint Venture Toolkit" covering all aspects of establishing an enterprise in China, from initial market research to operational issues once the enterprise starts business.

Preparatory Information

  1. What are my objectives in setting up this joint venture?
  2. Are these objectives shared by my prospective partner? May he have a hidden agenda?
  3. Is a joint venture the correct entry vehicle? Are there other ways of meeting my objectives?
  4. Is this project in the "encouraged" or "restricted" categories for foreign investment?
  5. Who are the key Chinese decision-makers for my project?
  6. What are the proper procedures for establishing a joint venture in China? Am I fully conversant with the approvals process?
  7. What do I expect my Chinese partner to contribute to the project? What does he expect me to contribute?
  8. Which laws, rules and regulations cover the establishment of joint ventures in China? Are all the regulations published or are some neibu (hidden) regulations?

Capital Contributions and Financing

  1. Should I channel my investment through a Chinese holding company? Do I meet the criteria?
  2. How should my contribution to the total investment in the joint venture be structured?
  3. How do I check the value of my Chinese partner’s non-monetary contribution to the project?
  4. What can I include as technology transfer? How do I value it?
  5. What are the target markets for the joint venture? If mainly domestic, how will I balance foreign exchange inflows and outflows?
  6. Can I obtain Renminbi financing? How do I go about obtaining this?
  7. Am I aware of the pitfalls to be found in Chinese model contracts?

Sales, Marketing and Distribution

  1. How will I get my products to market in China?
  2. What do I need to know about the market for my products in China? How do I find out this information?
  3. How much of my production should be exported?
  4. How do I recruit and train a sales force?
  5. How will the joint venture find reliable suppliers of raw materials etc.?

Human Resources

  1. How do I recruit staff? Can I choose who I employ? How do I remove unsatisfactory employees?
  2. How do I retain staff?
  3. How will Chinese Labour Law affect my freedom of action in employment matters?
  4. How much will I have to pay my staff and employees?

Other Issues

  1. How can I protect my Intellectual Property Rights? If you have not already done so register your trademarks now!!
  2. How do I resolve disputes with my partner or with the authorities?
  3. What tax privileges are available to me?

The above checklist is intended to serve as a reminder of some of the key issues which should be addressed when negotiating a joint venture in China, it is not necessarily comprehensive. For a detailed discussion of what is required, please contact Business Development International.